Role at Appleton
Lori oversees and manages the Operations Department at Appleton Partners. In this capacity, she is responsible for the management of daily cash, position and trade outages, as well as trade processing, settlements, and corporate actions events. Lori works closely with the New Business and Fixed Income teams, acting as a liaison between custodians and brokers. Lori is also a member of the firm’s Operations Committee.
Professional Experience
Prior to joining Appleton Partners in 2004, Lori served as Vice President at Bear Stearns & Company in the Institutional Equities Department as a Trading Operations Manager. She also has earned the CFA Institute Investments Foundations® Certificate.
Education
B.S., Worcester State College
Personal Notes
Lori resides in West Peabody, MA with her husband. In her free time, she loves spending time with her family and friends, traveling, staying active and relaxing at the beach. She has been actively involved with the North Shore Cancer Walk for many years.
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